Get Your Data Ready For Machine Learning in R with Pre-Processing

Preparing data is required to get the best results from machine learning algorithms.

In this post you will discover how to transform your data in order to best expose its structure to machine learning algorithms in R using the caret package.

You will work through 8 popular and powerful data transforms with recipes that you can study or copy and paste int your current or next machine learning project.

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Pre-Process Your Machine Learning Dataset in R

Pre-Process Your Machine Learning Dataset in R
Photo by Fraser Cairns, some rights reserved.

Need For Data Pre-Processing

You want to get the best accuracy from machine learning algorithms on your datasets.

Some machine learning algorithms require the data to be in a specific form. Whereas other algorithms can perform better if the data is prepared in a specific way, but not always. Finally, your raw data may not be in the best format to best expose the underlying structure and relationships to the predicted variables.

It is important to prepare your data in such a way that it gives various different machine learning algorithms the best chance on your problem.

You need to pre-process your raw data as part of your machine learning project.

Data Pre-Processing Methods

It is hard to know which data-preprocessing methods to use.

You can use rules of thumb such as:

  • Instance based methods are more effective if the input attributes have the same scale.
  • Regression methods can work better of the input attributes are standardized.

These are heuristics, but not hard and fast laws of machine learning, because sometimes you can get better results if you ignore them.

You should try a range of data transforms with a range of different machine learning algorithms. This will help you discover both good representations for your data and algorithms that are better at exploiting the structure that those representations expose.

It is a good idea to spot check a number of transforms both in isolation as well as combinations of transforms.

In the next section you will discover how you can apply data transforms in order to prepare your data in R using the caret package.

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Data Pre-Processing With Caret in R

The caret package in R provides a number of useful data transforms.

These transforms can be used in two ways.

  • Standalone: Transforms can be modeled from training data and applied to multiple datasets. The model of the transform is prepared using the preProcess() function and applied to a dataset using the predict() function.
  • Training: Transforms can prepared and applied automatically during model evaluation. Transforms applied during training are prepared using the preProcess() and passed to the train() function via the preProcess argument.

A number of data preprocessing examples are presented in this section. They are presented using the standalone method, but you can just as easily use the prepared preprocessed model during model training.

All of the preprocessing examples in this section are for numerical data. Note that the preprocessing functions will skip over non-numeric data without raising an error.

You can learn more about the data transforms provided by the caret package by reading the help for the preProcess function by typing ?preProcess and by reading the Caret Pre-Processing page.

The data transforms presented are more likely to be useful for algorithms such as regression algorithms, instance-based methods (like kNN and LVQ), support vector machines and neural networks. They are less likely to be useful for tree and rule based methods.

Summary of Transform Methods

Below is a quick summary of all of the transform methods supported in the method argument of the preProcess() function in caret.

  • BoxCox“: apply a Box–Cox transform, values must be non-zero and positive.
  • YeoJohnson“: apply a Yeo-Johnson transform, like a BoxCox, but values can be negative.
  • expoTrans“: apply a power transform like BoxCox and YeoJohnson.
  • zv“: remove attributes with a zero variance (all the same value).
  • nzv“: remove attributes with a near zero variance (close to the same value).
  • center“: subtract mean from values.
  • scale“: divide values by standard deviation.
  • range“: normalize values.
  • pca“: transform data to the principal components.
  • ica“: transform data to the independent components.
  • spatialSign“: project data onto a unit circle.

The following sections will demonstrate some of the more popular methods.

1. Scale

The scale transform calculates the standard deviation for an attribute and divides each value by that standard deviation.

Running the recipe, you will see:

2. Center

The center transform calculates the mean for an attribute and subtracts it from each value.

Running the recipe, you will see:

3. Standardize

Combining the scale and center transforms will standardize your data. Attributes will have a mean value of 0 and a standard deviation of 1.

Notice how we can list multiple methods in a list when defining the preProcess procedure in caret. Running the recipe, you will see:

4. Normalize

Data values can be scaled into the range of [0, 1] which is called normalization.

Running the recipe, you will see:

5. Box-Cox Transform

When an attribute has a Gaussian-like distribution but is shifted, this is called a skew. The distribution of an attribute can be shifted to reduce the skew and make it more Gaussian. The BoxCox transform can perform this operation (assumes all values are positive).

Notice, we applied the transform to only two attributes that appear to have a skew. Running the recipe, you will see:

For more on this transform see the Box-Cox transform Wikiepdia.

6. Yeo-Johnson Transform

Another power-transform like the Box-Cox transform, but it supports raw values that are equal to zero and negative.

Running the recipe, you will see:

7. Principal Component Analysis

Transform the data to the principal components. The transform keeps components above the variance threshold (default=0.95) or the number of components can be specified (pcaComp). The result is attributes that are uncorrelated, useful for algorithms like linear and generalized linear regression.

Notice that when we run the recipe that only two principal components are selected.

8. Independent Component Analysis

Transform the data to the independent components. Unlike PCA, ICA retains those components that are independent. You must specify the number of desired independent components with the n.comp argument. Useful for algorithms such as naive bayes.

Running the recipe, you will see:

Tips For Data Transforms

Below are some tips for getting the most out of data transforms.

  • Actually Use Them. You are a step ahead if you are thinking about and using data transforms to prepare your data. It is an easy step to forget or skip over and often has a huge impact on the accuracy of your final models.
  • Use a Variety. Try a number of different data transforms on your data with a suite of different machine learning algorithms.
  • Review a Summary. It is a good idea to summarize your data before and after a transform to understand the effect it had. The summary() function can be very useful.
  • Visualize Data. It is also a good idea to visualize the distribution of your data before and after to get a spatial intuition for the effect of the transform.

Summary

In this section you discovered 8 data preprocessing methods that you can use on your data in R via the caret package:

  • Data scaling
  • Data centering
  • Data standardization
  • Data normalization
  • The Box-Cox Transform
  • The Yeo-Johnson Transform
  • PCA Transform
  • ICA Transform

You can practice with the recipes presented in this section or apply them on your current or next machine learning project.

Next Step

Did you try out these recipes?

  1. Start your R interactive environment.
  2. Type or copy-paste the recipes above and try them out.
  3. Use the built-in help in R to learn more about the functions used.

Do you have a question. Ask it in the comments and I will do my best to answer it.

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61 Responses to Get Your Data Ready For Machine Learning in R with Pre-Processing

  1. Avatar
    yash July 2, 2016 at 9:01 pm #

    Hi,

    Under the section Summary of Transform Methods, it is mentioned that,
    “center“: divide values by standard deviation.
    “scale“: subtract mean from values.
    But when it comes to demonstration of methods, the functionality of center and scale is interchanged as,

    1. Scale

    The scale transform calculates the standard deviation for an attribute and divides each value by that standard deviation.

    2. Center

    The center transform calculates the mean for an attribute and subtracts it from each value.

    So which is the correct functionality of these methods.

    • Avatar
      Jason Brownlee July 3, 2016 at 7:36 am #

      Quite right, I have fixed the typo. Sorry about that.

      Centre: subtract mean from values.
      Scale: divide values by standard deviation.

  2. Avatar
    Michael November 2, 2016 at 11:13 am #

    Hi Jason

    What do you do if some of your variables are category or factors, will preprocessing ignore these?

    • Avatar
      Jason Brownlee November 3, 2016 at 7:49 am #

      Hi Michael, good question.

      It may just ignore them, I believe that is the default behavior.

  3. Avatar
    Michael November 2, 2016 at 3:55 pm #

    Hi Jason

    I love your books, they are well written and

    I am doing a Kaggle competition ie

    https://www.kaggle.com/c/allstate-claims-severity

    Alot of the predictors are categorical, which I have turned to factors etc ie a,b,c etc with a few continuous.

    Could you please point me in the right direction re preprocessing this data with caret.

    I want to use random forest on the model.

    Cheers

    Michael

  4. Avatar
    Zoraze November 4, 2016 at 12:48 am #

    Hi,

    After the preprocessing, how i can transformed back my data to original values?

    Kind regards,
    Zoraze

    • Avatar
      Jason Brownlee November 4, 2016 at 9:10 am #

      Great question Zoraze.

      You will need to do the transform manually, like normalize. Then use the same coefficients to inverse the transform later.

      If you use caret, it can perform these operations automatically during training if needed.

  5. Avatar
    Goran January 20, 2017 at 10:02 pm #

    Hello,

    When should we be applying standardization ?
    I am currently applying normalization ( variables expressed in different units). Should I apply standardization next ?

    • Avatar
      Jason Brownlee January 21, 2017 at 10:33 am #

      Great question Goran.

      Strictly, standardization helps when your univariate distribution is Gaussian, the units vary across features and your algorithm assumes units do not vary and univariate distributions are Gaussian.

      Results can be good or even better when you break this strict heuristic.

      Generally, I recommend trying a suite of different data scaling and transforms for a problem in order to flush out what representations work well for your problem.

      • Avatar
        Goran January 23, 2017 at 9:30 pm #

        Moreover, is this the correct flow –

        Outlier removal -> Impute missing values -> Data treatment (Normalize etc) -> Check for correlations ?

        • Avatar
          Jason Brownlee January 24, 2017 at 11:04 am #

          Looks good to me Goran!

          • Avatar
            Goran January 24, 2017 at 9:43 pm #

            Thank you, Jason.

          • Avatar
            Skylar June 5, 2020 at 3:12 pm #

            Hi Jason,

            I have some doubt for the flow: should we first check the correlations between predictors to see collinearity, then do data treatment (normalization, etc)? I read your book and it follows this flow. Thank you!

          • Avatar
            Jason Brownlee June 6, 2020 at 7:45 am #

            Yes.

            Or perhaps perform treatment regardless and compare to a model fit on the raw data and see if it results in a lift in performance.

  6. Avatar
    Natasa June 27, 2017 at 9:49 pm #

    How is the preprocessing different when we have data from accelerometer signals which measure gait. For example the data consists of x,y,z which are the measures of the accelerometer, another column with miliseconds and a dependend variable which states the event, for example walking or sitting. In this case, do we have to create windows first and then start extracting features?

    • Avatar
      Jason Brownlee June 28, 2017 at 6:24 am #

      Consider taking a look in the literature to see how this type of data has been prepared in other experiments.

  7. Avatar
    Grace August 4, 2017 at 5:28 am #

    Hi Jason, I trained my NN model on pre-processed (normalized) data and then used the model to predict (the data I fed is also normalized). How do I convert the prediction results to be un-normalized so that it makes sense? Thanks.

    • Avatar
      Jason Brownlee August 4, 2017 at 7:04 am #

      Yes, you can inverse the scaling transform. Sorry I do not have an example on hand.

  8. Avatar
    Vaibhav Nellore September 6, 2017 at 5:28 pm #

    Hi Jason,

    I used preProcess to standardize my train data set(data frame). Then, I used it and developed a model.

    Then,to test my model on my test dataset(data frame), I need to standardize variables in test dataset with the same mean and std of variables in train dataset. (just, correct me if i am wrong!?) If so, Is there any package or method to do this?

    • Avatar
      Jason Brownlee September 7, 2017 at 12:50 pm #

      I have examples of this in Python, but not R, sorry.

  9. Avatar
    moumtana October 22, 2017 at 3:33 pm #

    Dear Brownlee,

    Thank you for recipes they helped me so much. I am asking if there are R recipes to use

    ISOMAP (nonlinear ) preprocessing.

    Thank you in advance

    Moumtana

    • Avatar
      Jason Brownlee October 23, 2017 at 5:40 am #

      Perhaps check the documentation for the function:

      ?isomap

  10. Avatar
    abdal November 20, 2017 at 7:39 pm #

    hi Jason, thanks for the tutorial, however i have one problem i am facing, after training and testing, i supply new inputs in standardized form to the neural networks to get new known outputs, these outputs are in standardized range as well, how do i get the outputs back to the original unstandardized range.

  11. Avatar
    Noelia December 15, 2017 at 11:11 pm #

    Hi Jason,

    If I have a dataset of categorical variables in the same units but with vastly different values (like height at age 8 and age 25): is it recommendable to standardize them? I mean, I don’t know what to do because for all of them the unit represent the same distance.

    Also, is there a kind of dataset where normalization is highly recommended to be applied?

    I’m struggling with all this concepts and, although now I’m starting to understand them, I don’t know when I should apply each one.

    • Avatar
      Jason Brownlee December 16, 2017 at 5:27 am #

      Those sound like numerical and not categorical values.

      Standardizing is a great idea if the variables are Gaussian, try it and see how it impacts model skill. If not, try normalizing.

  12. Avatar
    Abdou June 6, 2018 at 3:35 am #

    Hi Jason,

    I am struggling with reversing these transformations after predictions on the test sets. Is there a way in R to do the reversing the same way as Python’s fit_transform() and inverse_transform ()? Thank you

    • Avatar
      Jason Brownlee June 6, 2018 at 6:42 am #

      Often the caret package will handle this for you.

      • Avatar
        Marcin November 6, 2018 at 8:57 pm #

        Would it be possible for you to edit the current or write a separate blog post on how to use caret to inverse the pre-processing transformations after prediction. It would greatly enhance this post

  13. Avatar
    Vijaya July 6, 2018 at 11:31 am #

    Hi Jason,
    I just want to know what are the dimension reduction technique for SVM using R and Python.

    • Avatar
      Jason Brownlee July 7, 2018 at 6:10 am #

      Same as other methods, pca, svd, feature selection, sammons, som, tsne, etc.

  14. Avatar
    ani_weck November 3, 2018 at 10:06 am #

    Hi Jason,
    How can I see the results of the preProcess nn my input data? I just want to check what the different parameters do to my dataset (i.e., range vs scale).

    • Avatar
      Jason Brownlee November 4, 2018 at 6:24 am #

      You may have to perform the data preparation operation separately.

  15. Avatar
    Ton February 21, 2019 at 6:21 pm #

    Dear Jason!
    If I use standalone method for pre-processing data, the pre-processing step will be performed again in the training step as a default option or not?

    • Avatar
      Jason Brownlee February 22, 2019 at 6:15 am #

      Not sure I understand, sorry, can you please elaborate?

  16. Avatar
    laz June 29, 2019 at 10:33 am #

    Dear Jason, thank you for your great articles.

    I have question regarding caret’s pre-processing in Timeslice-Mode.

    We split our data in equal train/test folds like this:

    1] “———————————- train fold[1] | length 861”
    # from 1 2 3 4 5 6
    ### to 856 857 858 859 860 861
    [1] “———————————- train fold[2] | length 861”
    # from 431 432 433 434 435 436
    ### to 1286 1287 1288 1289 1290 1291
    [1] “———————————- train fold[3] | length 861”
    # from 861 862 863 864 865 866
    ### to 1716 1717 1718 1719 1720 1721

    [1] “———————————- test fold[1] | length 430”
    # from 862 863 864 865 866 867
    ### to 1286 1287 1288 1289 1290 1291
    [1] “———————————- test fold[2] | length 430”
    # from 1292 1293 1294 1295 1296 1297
    ### to 1716 1717 1718 1719 1720 1721
    [1] “———————————- test fold[3] | length 430”
    # from 1722 1723 1724 1725 1726 1727
    ### to 2146 2147 2148 2149 2150 2151

    and so on…

    Now caret starts train on “train fold[1]”. With “center+scale” it uses “train fold[1]” for getting the mean and the stdDev of ALL train data from “train fold[1]”.

    Caret calculates mean & stdDev from the COMPLETE TRAIN data, so if caret trains a model – this model already knows the future mean and stdDev?

    My models are over-fitting the train data, i know there are a lot of possible reasons. But can this also be caused by this kind of data-snooping? Is that data-snooping?

    Thank you!

  17. Avatar
    Mano Brown June 29, 2019 at 7:21 pm #

    Hi Jason,

    Could you write a post in which you perform the standardization technique into the “Your First Machine Learning Project in R Step-By-Step (tutorial and template for future projects)”.

    Kind redargs,

    Mano Brown

    • Avatar
      Jason Brownlee June 30, 2019 at 9:38 am #

      Thanks for the suggestion Mano. Perhaps in the future.

  18. Avatar
    Tanuja Joshi July 1, 2019 at 3:13 pm #

    Hii Jason , I am currently working on the loan dataset which has the attribute interest rate (entries in %) . I want to normalize the data . so how should i handle this attribute?
    Is it required to remove percentage before normalization ?

    • Avatar
      Jason Brownlee July 2, 2019 at 7:28 am #

      Yes, machine learning algorithms must work with numbers.

  19. Avatar
    Anupam Mukherjee July 9, 2019 at 7:16 pm #

    Thanks a lot for all the effort on teaching me ML 🙂

    How do I apply scaling information on Train data to Test set? Or we can independently scale Train and test?

  20. Avatar
    Shivendra July 24, 2019 at 8:49 pm #

    Great stuff Jason! But do you have a tutorial on one hot encoding in R similar to the one you have written for Python? That would be great and would allow (me) to compare certain differences in the two languages.

    Best,
    Shivendra

  21. Avatar
    John August 15, 2019 at 11:44 am #

    Python has StandardScaler which seems to be a combination of Center and Scale:
    output = (x – u)/s
    Is that that the equivalent of where you have:
    method=c(“center”, “scale”))
    Thanks!

  22. Avatar
    Bharat October 11, 2019 at 2:57 pm #

    Hi Jason,

    Is their any example you came across for KNN algorithm for mixed data types. How to handle factors(categorical data) with just 0 and 1. Gender “Male” and Female”. It is a classification problem.

    Thanks
    Bharat

    • Avatar
      Jason Brownlee October 12, 2019 at 6:46 am #

      Yes, typically a hamming distance or boolean (same == 0 different == 1) is useful for categorical data, which can be added to the euclidean distance for the normalized numerical values.

  23. Avatar
    Sunil Kappal October 19, 2019 at 12:05 am #

    Thanks a lot for this amazing article, I was thinking if there is a possibility or a way of using median and median absolute deviation to center the data especially where there are extreme outliers. I haven’t seen any data normalization technique or routine explicitly catering to this phenomenon during the normalization process.

    • Avatar
      Jason Brownlee October 19, 2019 at 6:45 am #

      Sure, perhaps try it on your problem and see if it helps?

  24. Avatar
    Huaichao April 29, 2020 at 6:45 pm #

    thank you for your sharing, i have on issue, every time, we conducted the center, there will be the negative values, which is not desired, but wheher this method is something errors in that

    • Avatar
      Jason Brownlee April 30, 2020 at 6:40 am #

      If you don’t want negative values, you can use normalization instead.

  25. Avatar
    Balaji Sundararaman May 24, 2020 at 3:10 pm #

    Hi Jason,
    Thanks for this. How does one transform the preprocessed (eg scaled, centered, range) values back to the original after modelling and prediction. Is there a method for that in the caret package.
    THanks.

  26. Avatar
    Ajax June 14, 2021 at 10:27 am #

    Hi Jason,
    What are you doing in the predict step below?
    library(caret)
    # load the dataset
    data(iris)
    # summarize data
    summary(iris[,1:4])
    # calculate the pre-process parameters from the dataset
    preprocessParams <- preProcess(iris[,1:4], method=c("range"))
    # summarize transform parameters
    print(preprocessParams)
    # transform the dataset using the parameters
    transformed <- predict(preprocessParams, iris[,1:4])<—–What is being predicted here?
    # summarize the transformed dataset
    summary(transformed)

    • Avatar
      Jason Brownlee June 15, 2021 at 6:02 am #

      We are transforming the input variables, specifically, we are scaling their values.

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